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Fwd: Re: [ABA-IDM-TASK-FORCE] Report from UN Meeting on Legal IssuesRelating to Identity Management

From
Martin F Smith, BFC Consulting <>
Date
2016-06-07T20:05:57+00:00
ID
Thread
Fwd: Re: [ABA-IDM-TASK-FORCE] Report from UN Meeting on Legal IssuesRelating to Identity Management
XACML folks-- At the end (bottom) of this thread is a link to a
      new UNCITRAL report on international legal issues around identity
      and access management. 

    

    
The other entries are comments on the report that then veers into
      a discussion of blockchain's possible relevance to IAM, including
      a few other links for those inclined to dig deeper.

    

    
Regards,

    

    

    
Martin

    

    

      

      -------- Forwarded Message --------
      
        
          

            Subject:
            
            Re: [ABA-IDM-TASK-FORCE] Report from UN Meeting on Legal
              IssuesRelating to Identity Management
          

          

            Date: 
            Tue, 7 Jun 2016 12:45:08 -0700
          

          

            From: 
            Tom Jones <>
          

          

            Reply-To:
            
            Tom Jones <>
          

          

            To: 
            
          

        
      
      

      

      
      
      
      

        
There actually is one very good privacy use
          of chaining, which was first used commercially decades ago for
          time stamping by BellCore if I remember correctly.

        
See https://en.wikipedia.org/wiki/Linked_timestamping

        
When a user gives permission to use an
          attribute to a relying party, and that party gives the access
          to another party, the block chain would be the perfect way for
          the second party to prove that they have a chain of
          permissions back to the user.

        
 

        
thx ..tom

        
 

        

          
From:
            Stephen Wilson

            Sent: Tuesday, June 7, 2016 4:36 AM

            To: 

            Subject: Re: [ABA-IDM-TASK-FORCE] Report from UN
            Meeting on Legal IssuesRelating to Identity Management

        

        
 

      

      

          

             

          

            Adrian,

          

             

          

            The binding of a mark to a digital artefact is adequately
            achieved by regular digital signature.  

          

             

          

            What I do understand is this. Nothing apart from Bitcoin is
            actually "on" a blockchain. To record anything else of value
            in the ledger requires a broker to bind that thing to ledger
            entries, and another broker to bind the user to
            their private key(s).  In the Bitcoin blockchain there is no
            need to bind users to keys because all there is is Bitcoin.
             But the reality is different in every other use case. 

          

             

          

            When you layer a broker, intermediary or trusted third party
            onto blockchain, the benefits of the consenus algorithm are
            lost. Nakamoto himself said so in the second line of the
            abstract to the Bitcoin white paper. 

          

             

          

            Non Bitcoin use cases plainly have to *start* with trust.
             Blockchain doesn't produce trust, nor does it change in any
            important the way how trust is mediated. 

          

             

          

            So back to the entry point for my input to this debate,
            namely where I said not to refer to blockchain
            books for insights.  Many of us on this list have been
            examining trust for over twenty years.  If we haven't
            cracked the nut by now, why should a new crypto currency
            algorithm (an anonymous currency at that - think about it)
            shed new light on the problem? 

          

             

          

            If I may, I've said all along there is no problem.  Trust is
            not someting that matters at the level of technology
            protocols.  What matters is mechanisms for knowing and
            showing pertinent attributes of transacting entitiess. 

          

             

          

            Cheers,

          

             

          

            Steve.

          

             

          

             

          

            Stephen Wilson

            Managing Director

            Lockstep Group 

            E: 

            M: +61 (0)414 488 851

            W: http://lockstep.com.au

            T: @steve_lockstep

          

             

          

            Lockstep Consulting provides independent specialist advice
            and analysis 

            on digital identity and privacy. Lockstep Technologies
            develops unique 

            new smart ID solutions that enhance privacy and prevent
            identity theft. 

          

             

          

             

          

            -----Original Message-----

            From: "adrian mccullagh" <>

            Sent: Tuesday, 7 June, 2016 2:51pm

            To: "Stephen Wilson" <>,
            ""
            <>

            Subject: RE: [ABA-IDM-TASK-FORCE] Report from UN Meeting on
            Legal IssuesRelating to Identity Management

            

          

          
          

            

              

                Hi Stephen,

              

                 

              

                With respect  the greatest Stephen, I actually think you
                do not understand blockchain and how it is put together.

              

                 

              

                The fundamental aspect is not the consensus protocol
                whether it is proof of stake or proof of work.  Even
                though the consensus protocol is an important element
                for bitcoin it is not necessarily an element of a
                private blockchain.

              

                 

              

                The real benefit of the blockchain is the ability to
                emulate in the digital environment the characteristic of
                what occurs in the paper based environment.  With paper
                or any physical structure once a mark or some
                information has been embedded onto a document, it is
                very hard if not evidentially impossible to alter the
                mark or physical information  without leaving a trace on
                the physical material.  For more detailed explanation
                see my papar in the University of New South Wales Law
                Review : “Electronic Signatures - Understand the Past to
                Develop the Future”.

              

                 

              

                Since digital information is simply a represenation of
                1s and 0s it has always been possible to alter a
                document without leaving a trace.  See for instance the
                case of Scarfo v. US,  2002 Fed court case dealing with
                some evidence presented by the FBI.  In particular see
                the affidavit of special agent Murchison PhD.  It has
                always been in the digital environment a requirement to
                have some secondary document such as a transaction log
                to establish changes.

              

                 

              

                The blockchain is not, as has been stated incorrectly in
                my view, imuttable but is tamper evident technology. 
                The term imuttable basically means that the information
                in the document whether digital or otherwise cannot be
                chnaged.  That is just not correct.  The issue is
                whether the changes can ALWAYS be identified.   Is there
                evidence of the change.  This certainly occurs in the
                physical environment.   The benefit of the blockchain is
                that it does not rely on any secondary evidence to
                establish that a change has occurred.  The blockchain
                can actually emulate the paper-based environment which
                is its greatest strength.   If a change does occur to
                any prior block then the chain will metaphorically
                speaking be broken which will lead to all parties
                involve to investigate which block is affected and when
                did the change occur, due to the timestamping of the
                prior block and the succeeding block.

              

                 

              

                As our mutual firend Charlie Morre has been recently
                been explaining on other forums the blockchain comprises
                now new underlying technology, which I agree, but where
                I differ from Charlie is that the combination of hash
                algorithms, digital signature mechanisms and merkle
                trees together with timestamping is unique.  This
                combination is new as such a combination had not
                previously been described in the way Nakamoto described
                it in his/her seminal paper.

              

                 

              

                So from an Id Management perspective, what needs to be
                determined is once an Id has been placed in the
                blockchain is that what organisations want, as each
                relevant Id should become fixed in the blockchain,
                unless an unauthorised change occurs which will become
                self evident from the chain itself an thus lead to all
                parties onto a train of investigation as to what the
                unauthorised change was and when.

              

                 

              

                Kind Regards

                

                Dr. Adrian McCullagh

                Ph.D. LL.B. (Hons) B.App. Sc. (Computing)

                

                ODMOB Lawyers

                Email: 

                Email: 

                MOB: +61 401 646 486

                SKYPE: admac57

                

                The contents of this email are confidential between the
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                or the Electronic Transactions Act (Cth), the signature
                block does not exhibit the senders intention to be bound
                by an offer previously sent by the intended recipient,
                unless the email specifically states otherwise.

              

                 

              

                
From:
                  Stephen Wilson

                  Sent: Tuesday, 7 June 2016 1:38 PM

                  To: 

                  Subject: Re: [ABA-IDM-TASK-FORCE]
                  Report from UN Meeting on Legal IssuesRelating to
                  Identity Management

              

              

                 

              
 

              

                I would not be guided
                  by the blockchain books on the question of trust.  

              

                 

              

                Most of what I read
                  about blockchain is flat out wrong.  Don Tapscott's
                  book in particular embodies many misunderstandings of
                  what blockchain actually does.  

              

                 

              

                The blockchain was
                  expressly designed so anyone at all can join the
                  network and start moving Bitcoin; the integrity of the
                  blockchain in fact demands that millions of people
                  join in, unencumbered by registration or
                  credentialling. Trust is utterly moot in that world.
                  It has to be, or the system won't scale up
                  sufficiently. 

              

                 

              

                The blockchain
                  futurists make an unwarranted leap from the trust-less
                  blockchain algorithm to posit that some new meta-layer
                  of trust obtains.  Trust does not in fact "[derive]
                  from the network and even from objects on the
                  network". Remember that blockchain does one thing
                  only: it produces consensus on the order of ledger
                  entries without needing an umpire.  That's all.  To
                  find "trust" in that mechanism, no matter how magical
                  it might appear, is simply fantastical. 

              

                 

              

                See also https://www.constellationr.com/content/blockchain-almost-everything-you-read-about-it-wrong

              

                 

              

                Cheers, 

              

                 

              

                Steve Wilson.

              

                 

              

                 

              

                 

              

                Lockstep Group 

                  E: 

                  M: +61 (0)414 488 851

                  W: http://lockstep.com.au

                  T: @steve_lockstep

              

                 

              

                 

              

                 

              

                Lockstep Consulting
                  provides independent specialist advice and analysis
                  

                  on digital identity and privacy. Lockstep Technologies
                  develops unique 

                  new smart ID solutions that enhance privacy and
                  prevent identity theft. 

              

                 

              

                 

              

                 

              

                -----Original
                  Message-----

                  From: "Ken Moyle" <>

                  Sent: Tuesday, 7 June, 2016 7:47am

                  To: 

                  Subject: Re: [ABA-IDM-TASK-FORCE] Report from UN
                  Meeting on Legal Issues Relating to Identity
                  Management

              

                

                  

                    

                      Martin, we'd
                        start with defining trust in the limited
                        business context, which is the expectation that
                        the other party will behave according to the
                        four principles of integrity: honesty,
                        consideration, accountability, and transparency.
                        See 

                  

                  

                    

                      Don Tapscott
                        and David Ticoll, The Naked Corporation (New
                        York: Free Press, 2003).

                  

                  

                    

                      In his new
                        book, Blockchain Revolution (Penguin, 2016),
                        Tapscott views the impact of Blockchain by
                        contrasting trust in a pre-Blockchain
                        world--where trust in transactions derived from
                        individuals, intermediaries , or other
                        organizations acting with integrity-- with the
                        emerging Blockchain world, where "trust derives
                        from the network and even from objects on the
                        network." 

                  

                  

                    

                      So the
                        underlying concepts of contract formation and
                        reliance are unchanged. It is the concept of a
                        trusted third party that is due for a makeover.

                  

                  

                    

                      The Microsoft
                        effort is based on the troublesome notion that
                        many people in the world are stateless,
                        unbanked, or both. Yet they are still people,
                        and they are increasingly likely to rely more
                        heavily on online services than their
                        traditional counterparts. Does it continue to
                        make sense for private banks and government
                        entities (or for that matter, social networks)
                        to control the identification and credentialing
                        of individuals, even if the technological means
                        exist to give that control to the data subjects
                        themselves?

                  

                  

                    

                      

                        Ken Moyle

                    

                  

                  

                      

                      -------- Original message --------

                      From: Martin Smith <> 

                      Date: 6/6/2016 1:54 PM (GMT-08:00) 

                      To: Ken Moyle <>,
                       

                      Subject: Re: [ABA-IDM-TASK-FORCE] Report from UN
                      Meeting on Legal Issues Relating to Identity
                      Management
                    

                  

                    

                      Ken-- Can you
                        recommend a good source for understanding the
                        MS/Blockstack/ConsenSys concept you mentioned?
                      

                    

                      Not sure if
                        this is related to your point, but I do think it
                        would be good to minimize the idea of "trust",
                        as distinct from the idea of  enforceable
                        "recourse".  My impression is that the info-tech
                        community grabbed and persisted the fuzzy
                        concept of "trust" without understanding that it
                        doesn't go far without enforceable commitments
                        and assignment of liability.
                      

                    

                      So, another
                        possibly related suggestion: the UNCITRAL report
                        notes different applications of (or use-cases
                        of) identity capabilities, distinguishing
                        between commercial and government requirements
                        and priorities, for example. A distinction I
                        have thought relevant is between those use-cases
                        that only involve financial risk, vs other
                        risks. (I think of these a "civil" vs
                        "criminal", but that's just a naive non-attorney
                        conceptualization.)  Financial risk can be
                        mitigated by commitment of a financial bond to
                        guarantee performance in a transaction. (Or any
                        other mechanism that reliably makes the cost of
                        cheating higher than the reward, or even
                        quantifies the risk so it can be managed.) Note
                        that the financial use case also allows for
                        users to be truly anonymous.

                    

                      Controlling
                        non-financial risks (e.g., insider fraud using
                        genuine credentials, espionage, etc.) requires
                        something that may help the authorities lay
                        hands on a physical person (via a binding
                        between a credential and the subscriber to which
                        it was issued.)  

                    

                      I can see that
                        blockchain tech could support the financial
                        use-case by being an automatic and auditable
                        enforcer of the release of the bond-- a smart
                        contract application. I don't (yet) see how it
                        applies to the "criminal" use-case, but I'm not
                        very familiar with the tech.

                    

                      Regards,

                    

                      Martin

                    

                      PS--One really
                        good point in the UNCITRAL report was its
                        observation that recourse against sovereigns
                        (vs. private parties) is limited. 
                      

                    

                       

                    

                       

                    

                       

                    

                      

                        On 6/6/2016
                          1:53 PM, Ken Moyle wrote:

                    

                  

                

              

              

                

                  
                    

                      

                        Tom, thanks for this. In response to your
                        follow-on message below – and relating directly
                        to Tony’s earlier question about blockchain code
                        solutions—I wonder if we’re not about to get
                        leap-frogged entirely on this issue.

                      
The NSTIC model of
                        interoperable private credentialing authorities
                        is likely to give way to a much more technically
                        agile means of asserting and controlling one’s
                        own individual identity online. For example,
                        Microsoft is collaborating with Blockstack Labs
                        and ConsenSys on an open source, self-sovereign,
                        blockchain-based identity system that allows
                        people, products, apps, and services to
                        interoperate across blockchains, cloud
                        providers, and organizations.  Blockchain
                        technology offers a mechanism for not only
                        maintaining privacy (as we know from the Bitcoin
                        blockchain), but also paradoxically allowing for
                        the public recording of identity attributes
                        necessary to secure an online transaction.

                      
To get our legal minds
                        around the possibilities, we would have to cast
                        aside some of our rigid assumptions about
                        identity as a state- or corporate-owned concept,
                        and approach it as a means of participating in
                        an increasingly “trustless” ecosystem that could
                        very well offer all the advantages we seek
                        without the downside privacy and liability risks
                        that have been holding us back.

                      
 

                      
 

                      

                        Ken Moyle

                          Managing
                          Member | K6 Legal PLLC

                        T: +1.860.980.0056  
                        |   M:+1.425.269.8866

                          www.K6Partners.com   |   LinkedIn   |  
                          Twitter

                      
 

                      
 

                      
 

                      

                        

                          
From:
                            Federated ID Management Task Force [mailto:]
                            On
                                Behalf Of Smedinghoff,
                            Tom

                            Sent:
                            Monday, June 6, 2016 7:02 AM

                            To:
                            
                              

                            Subject:
                            Re: [ABA-IDM-TASK-FORCE] Report from UN
                            Meeting on Legal Issues Relating to Identity
                            Management

                        

                      

                      
 

                      
Jeff
                          and Martin –

                      
 

                      
I
                          agree that privacy is a difficult issue, and
                          one that is driven to a large extent by
                          different cultural approaches to the topic.
                          Given UNCITRAL’s prior reluctance to address
                          privacy issues, as well as the fact that many
                          jurisdictions and other groups are addressing
                          privacy issues, I do not expect UNCITRAL to
                          try to address privacy in the IdM context.
                          Most likely, it will defer to applicable law
                          (as the eIDAS regulation does expressly and
                          the Virginia law does implicitly),
                        

                      
 

                      
In
                          particular, Paragraph 53 of the UNCITRAL
                          Report seems to clearly signal that it will
                          likely not address privacy – 

                      
 

                      
“53.
                          An important aspect of IdM relates to privacy
                          and data protection. Policy approaches to that
                          complex topic may vary significantly and
                          several initiatives aim at reconciling them.
                          In practice, existing legislation on IdM
                          recognizes the existence of specific privacy
                          law and defers to its application. Against
                          that background, and in view of the fact that
                          work on IdM systems and trust services should
                          not extend to matters outside UNCITRAL’s
                          mandate,
                          it
                              is doubtful that UNCITRAL could
                              efficiently deal in detail with those
                              matters at the present stage.”

                      
 

                      
Thanks,

                      
 

                      
Tom

                      
 

                      

                        

                          
From: Martin
                              Smith [mailto:]
                              

                              Sent:
                              Saturday, June 04, 2016 12:06 PM

                              To:
                              Smedinghoff, Tom

                              Cc:
                              j stollman;
                              

                              Subject:
                              Re: [ABA-IDM-TASK-FORCE] Report from UN
                              Meeting on Legal Issues Relating to
                              Identity Management

                        

                      

                      
 

                      
Tom--

                      
Excellent
                          comment by Jeff S. I particularly liked seeing
                          " . . . some countries (e.g., ) trust their
                          governments more than business to do the right
                          thing.   Others (including the US) favor
                          business over government " as I think that
                          explains a lot of differences in view when US
                          and European folks discuss these things.

                      
There
                          may be some reasons for optimism about the
                          prospects for providing identity services
                          internationally, however.  I believe the
                          technology can allow users and relying-party
                          information services to select features that
                          are acceptable to them based on their own
                          local laws and risk preferences, as long as
                          those choices are offered and made
                          transparent. (Effective transparency is not a
                          trivial problem, but . . .)  Technological
                          flexibility and informed choice might
                          substitute for tight harmonization of
                          policies/regulations across jurisdictions. 

                      
It
                          would also allow a sort of "market" mechanism
                          to work: if a user or RP could not participate
                          in a transaction because of the profile of
                          privacy/etc. features they established, then
                          the costs to them of insisting on those
                          features would become apparent and they might
                          decide to relax their requirements.  I believe
                          something like this happened a few years ago
                          in the context of sharing of law-enforcement
                          information between US States. One State
                          passed a Sunshine law that would require their
                          LE organizations to make info received from
                          other States public. Other States reacted by
                          declining to share the info with the Sunshine
                          State. I believe I heard that the latter ended
                          up changing their Sunshine law.  

                      
Thanks
                          for sending out the new Report, and
                          congratulations!

                      
Martin

                      
 

                      
 

                      

                        
On 6/4/2016 11:56 AM, j
                            stollman wrote:

                      

                      
                        

                          

                            
Tom,

                          

                          

                            
 

                          

                          

                            
One point that I believe
                                needs to be explicited stated with
                                regard to IdM generally with special
                                consideration for privacy is the
                                disparate regional views on trust.  I
                                harken back to Larry Ponemon's study
                                several years back comparing views
                                about trust and privacy from a wide
                                variety of countries (19).  People in
                                countries such as Germany had strong
                                biases to retain privacy.   In Latin
                                America, concerns were much lower. 
                                Similarly, some countries (e.g., ) trust
                                their governments more than business to
                                do the right thing.   Others (including
                                the US) favor business over government. 
                                The research points out the difficulties
                                in formulating one-size-fits-all targets
                                for the vexing problems of IdM and
                                privacy.  I have attached a copy for
                                everyone's consideration.

                          

                          

                            
 

                          

                          

                            
Jeff

                          

                        

                        

                          
 

                          

                            

                              

                                

                                  
 

                                

                                

                                  
---------------------------------

                                

                                

                                  
Jeff Stollman

                                      

                                      1 202.683.8699

                                  

                                    
 

                                  

                                  

                                    
Truth
                                        never triumphs — its opponents
                                        just die out.

                                  

                                  

                                    
Science
                                        advances one funeral at a time..

                                  

                                  

                                    
 
                                                                       
                                          Max Planck

                                  

                                

                              

                            

                          

                          
 

                          

                            
On Fri, Jun 3, 2016 at 7:38
                                PM, Tim Reiniger <>
                                wrote:

                            

                              

                                
Congratulations,
                                    Tom! This is a remarkable
                                    achievement.

                              

                              

                                
 

                              

                              

                                
Tim

                                    

                                    Sent from my iPhone

                              

                              

                                

                                  

                                    

                                        On Jun 3, 2016, at 12:35 PM,
                                        Smedinghoff, Tom <>
                                        wrote:

                                  

                                  
                                    

                                      

                                        
On April 21-22,
                                            2016 the United Nations
                                            Commission on International
                                            Trade Law (UNCITRAL) held a
                                            colloquium in Vienna to
                                            discuss Legal Issues
                                            Relating to Identity
                                            Management and Trust
                                            Services.

                                        
 

                                        
The UNCITRAL
                                            Secretariat’s paper
                                            regarding the results of
                                            that colloquium has just
                                            been posted on the UNCITRAL
                                            website at 
http://www.uncitral.org/uncitral/en/commission/sessions/49th.html as
                                            document
                                            A/CN.9/891
                                                - Legal Issues Related
                                                to Identity Management
                                                and Trust Services.
                                            It’s at the bottom of the
                                            list of documents submitted
                                            for the Commission meeting
                                            in New York on 27 June-15
                                            July 2016. A copy is also
                                            attached.

                                        
 

                                        
The UNCITRAL
                                            Working Group IV is expected
                                            to begin a project to
                                            address the legal issues
                                            regarding identity
                                            management at its fall
                                            meeting in Vienna.

                                        
 

                                        
If anyone has
                                            any comments or input
                                            regarding this Report or the
                                            upcoming project please let
                                            me know.
                                          

                                        
 

                                        
Thanks,

                                        
 

                                        
Tom

                                        
 

                                        
 

                                        
Thomas J.
                                              Smedinghoff

                                            Locke Lord
                                              LLP

                                            111 S. Wacker
                                            Drive

                                            Chicago, Illinois 60606

                                            312-201-2021
                                            Direct

                                            312-545-1333
                                            Mobile

                                          

                                            www.lockelord.com
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